Diversity & Inclusion
SEC Enforcement and Compliance
Andrew M. Lawrence, a partner in the Securities Enforcement and Compliance Group of Skadden, represents a wide range of clients in investigations by the U.S. Securities and Exchange Commission (SEC), the U.S. Department of Justice (DOJ), other federal and state law enforcement agencies and the Financial Industry Regulatory Authority (FINRA).
Mr. Lawrence’s experience in securities-related matters includes the representation of corporations and their officers, directors and employees in investigations regarding financial reporting, disclosure, stock options backdating and insider trading matters. He also has represented broker-dealers and mutual fund complexes in SEC and other federal and state regulatory investigations related to trading, disclosure and market-timing matters. In addition, Mr. Lawrence regularly advises clients on securities law compliance issues.
Mr. Lawrence has conducted numerous internal investigations on behalf of U.S. and foreign public company boards and audit committees. In particular, Mr. Lawrence has represented several clients in connection with DOJ and SEC investigations related to the Foreign Corrupt Practices Act (FCPA), and he has extensive experience conducting global investigations for companies with issues arising under the FCPA. Mr. Lawrence has conducted investigations for clients involving FCPA-related issues in Africa, Asia, Europe, Latin America and the Middle East. He also regularly advises corporations regarding the development and enhancement of compliance structures and related policies and procedures designed to prevent and detect potential violations of law.
Mr. Lawrence’s representations have included:
Prior to joining Skadden, Mr. Lawrence worked in the SEC Division of Enforcement, where he was responsible for investigating and prosecuting individuals and entities for alleged violations of the federal securities laws and SEC regulations.
Mr. Lawrence has written extensively on SEC enforcement and white collar criminal matters.
LL.M. (Securities and Financial Regulation), Georgetown University Law Center, 2004
J.D., Villanova University School of Law, 1999
B.A., Wake Forest University, 1996 (cum laude)
Senior Counsel, Division of Enforcement, U.S. Securities and Exchange Commission (2002-2004)
Staff Attorney, Division of Enforcement, U.S. Securities and Exchange Commission (1999-2002)