Washington, D.C. securities enforcement partner Andrew Lawrence spoke at “Investment Management: Ethics,” a PLI webinar held on July 28. Mr. Lawrence discussed the SEC Rule of Professional Responsibility for issuer’s counsel, Dodd-Frank Act implications, whistleblower anti-retaliation rules and email and metadata issues, among other topics.
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates