Washington, D.C. government enforcement partner Colleen Mahoney moderated an "In-House Lawyer Roundtable" at PLI's "Broker/Dealer Regulation and Enforcement 2015," held Nov. 11 in New York. The panel of senior in-house regulatory lawyers discussed the challenges of managing the regulatory and enforcement issues that their firms faced on a regular basis. They discussed their strategies and concerns as well as the role that they expect outside counsel to play in helping them minimize their firms’ regulatory exposure.

BACK TO TOP