The Volcker Rule 2016: What It Means for Financial Institutions and Markets

Heather Cruz William J. Sweet, Jr.

Financial institutions regulation and enforcement head William Sweet and investment management partner Heather Cruz participated in "The Volcker Rule 2016: What It Means for Financial Institutions and Markets," a PLI seminar held May 17 in New York. As co-chair, Mr. Sweet delivered the seminar introduction. Ms. Cruz participated in a discussion titled "The Volcker Rule — Funds," focusing on relevant definitions; exclusions for foreign funds, RICs (registered investment companies), securitizations and joint ventures; treatment of securitizations; organization and operation of a permitted fund; and the challenges of restructuring existing funds, among other topics.

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