The Volcker Rule 2017: What It Means for Financial Institutions and Markets

Heather Cruz William J. Sweet, Jr.

Financial institutions regulation and enforcement head William Sweet and New York investment management partner Heather Cruz participated in "The Volcker Rule 2017: What It Means for Financial Institutions and Markets," a PLI seminar held May 9 in New York. As co-chair, Mr. Sweet delivered the seminar introduction. Ms. Cruz participated in a panel discussion titled "The Volcker Rule — Funds," focusing on relevant definitions; exclusions for foreign funds, RICs (registered investment companies), securitizations and joint ventures; treatment of securitizations; and the organization and operation of a permitted fund, among other topics.

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