Washington, D.C. litigation partner Charles Walker spoke at PLI’s “Securities Filings 2017: Practical Guidance in a Changing Environment,” held September 7-8 in New York. Mr. Walker discussed “Ethical Dilemmas in Preparation and Review of SEC Filings,” which focused on ethical considerations in SEC practice, lawyers as “gatekeepers” and targets, the SEC’s “reporting up” rules, Rule 102(e) proceedings, and experience under the Dodd-Frank whistleblower rules.

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