49th Annual Institute on Securities Regulation

Washington, D.C. M&A and SEC reporting and compliance partner Brian Breheny and securities enforcement and compliance head Colleen Mahoney spoke at PLI’s 49th Annual Institute on Securities Regulation on November 8-10 in New York. Mr. Breheny participated in a panel discussion titled “Focus on Disclosure: Regulatory Action and Practical Considerations,” covering the FAST Act report, the SEC’s disclosure effectiveness project, financial institution disclosures and Industry Guide 3, and sustainability disclosures. Ms. Mahoney moderated a panel discussion titled “Government Enforcement Priorities: What’s New, What’s Hot and What’s Not?” The discussion focused on major cases and current enforcement priorities, cybersecurity, the Foreign Corrupt Practices Act, insider trading, and accounting and disclosure.