Financial institutions regulation and enforcement head William Sweet and investment management partner Heather Cruz will participate in Practising Law Institute’s program “The Volcker Rule 2018: What It Means for Financial Institutions and Markets” in New York on May 8. As program co-chair, Mr. Sweet will make opening remarks. Ms. Cruz will participate in a discussion titled “The Volcker Rule — Funds,” which will focus on relevant definitions; exclusions for foreign funds, RICs (U.S.-registered investment companies), securitizations and joint ventures; the treatment of securitizations; and the organization and operation of a permitted fund, among other topics.
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