Securities Filings 2018: Practical Guidance in a Changing Environment

Charles F. Walker

Washington, D.C. litigation co-chair Charles Walker spoke at “Securities Filings 2018: Practical Guidance in a Changing Environment,” a PLI seminar on August 16-17 in New York. Mr. Walker spoke during a session titled “Ethical Dilemmas in Preparation and Review of SEC Filings,” which focused on ethical considerations in SEC practice, lawyers as “gatekeepers” and targets, the SEC’s “reporting up” rules, Rule 2(e) (now 102(e)) proceedings, and experience under the Dodd-Frank whistleblower rules.
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