46th Annual Securities Regulation Institute

SEC reporting and compliance head Brian Breheny spoke at Northwestern Pritzker School of Law’s 46th Annual Securities Regulation Institute in Coronado, California, on January 29. Mr. Breheny was session chair of a panel titled “Corporate Governance, Annual Meeting, Proxy Statement Developments, and Best Practices.” Topics included key developments and areas of concern; identifying and managing the needs and wants of engaged investors; the state of play on shareholder proposals; and the likelihood of real change regarding proxy advisory firms in light of legislative and regulatory priorities.