52nd Annual Institute on Securities Regulation

Brian V. Breheny Colleen P. Mahoney

SEC reporting and compliance head Brian Breheny and securities enforcement head Colleen Mahoney spoke at the 52nd Annual Institute on Securities Regulation, a PLI program held November 4-6.

Mr. Breheny participated in a panel discussion titled “Disclosure Developments for Public Companies,” which focused on MD&A drafting with the uncertainties of COVID-19, performance metrics (KPIs), earnings releases, the SEC Division of Corporation Finance’s Disclosure Review Program, and the status of SEC disclosure rulemaking initiatives.

Ms. Mahoney moderated a panel discussion titled “Rebuttal: The Defense Perspective,” which focused on civil and criminal enforcement priorities and trends, strategies for effective advocacy before the government, cooperation, managing multiagency and cross-border investigations, and key judicial and policy developments.

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