Investment Management Institute 2021

Andrew M. Lawrence

Washington, D.C. securities enforcement partner Andrew Lawrence will speak during PLI’s Investment Management Institute 2021 on July 28. During a session titled “Investment Management: Ethics,” Mr. Lawrence will discuss the U.S. Securities and Exchange Commission’s Rule of Professional Responsibility for issuer’s counsel, Dodd-Frank Act implications, the role of the investment adviser’s counsel in reporting material violations to fund counsel and whistleblower anti-retaliation rules, among other topics.
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