Financial Services RegTech and Regulatory Compliance Forum 2021

Daniel Michael

Government enforcement and white collar crime partner Daniel Michael spoke at PLI’s Financial Services RegTech and Regulatory Compliance Forum 2021 on November 15. Mr. Michael participated in a panel discussion titled “Data Analytics and Compliance,” examining the SEC’s and other regulators’ approaches to data analytics, the legal principles that require companies to consider the process as part of a compliance program and practical implementation issues.
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