49th Annual Securities Regulation Institute

Brian V. Breheny

On January 25, SEC reporting and compliance head Brian Breheny spoke at the Securities Regulation Institute, a virtual conference hosted by Northwestern Pritzker School of Law. During a session titled “Corporate Governance Developments: Proxy Reform, Shareholder Proposals and Rule 10b5-1 Plans,” Mr. Breheny discussed updates to the SEC’s proxy rule reforms, shareholder proposal trends and developments, and the impact of potential Rule 10b5-1 amendments and current market trends.