51st Annual Securities Regulation Institute

Brian V. Breheny

On January 23, Washington, D.C. SEC reporting and compliance co-head Brian Breheny moderated the panel “Shareholder Engagement and Activism” during the 51st annual Securities Regulation Institute, hosted by the Northwestern Pritzker School of Law. The speakers discussed the ongoing impact of the SEC’s universal proxy rules, developments in beneficial ownership and short sale disclosure requirements, and shareholder engagement approaches, among other topics.