On July 30, Washington, D.C. securities and commodities enforcement partner Andrew Lawrence presented on the topic “Legal Ethics Issues for Investment Management Attorneys” as part of PLI’s Investment Management 2025: Current Issues & Trends conference. Mr. Lawrence explored how the SEC Rules of Professional Responsibility for issuer’s counsel compare to the legal ethics rules, the role of the investment adviser’s counsel in reporting material violations to fund counsel and the legal ethics rules attorneys need to know when serving as a gatekeeper protecting the public.
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates