57th Annual Institute on Securities Regulation

On November 5–7, SEC reporting and compliance co-heads Brian Breheny and Raquel Fox and Washington, D.C. securities and commodities enforcement partner Anita Bandy participated in PLI’s 57th Annual Institute on Securities Regulation in New York. Mr. Breheny co-chaired the conference, provided opening remarks and moderated a session on “Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance.” Ms. Fox and Ms. Bandy moderated panels on “Disclosure Developments for Public Companies” and “The Defense Perspective on Securities Enforcement,” respectively.