Agencies Indicate Efficient, Targeted Enforcement Priorities That Rely on Self-Disclosure

Wolters Kluwer's Securities Regulation Daily

David Meister Pippa Hyde

Although the Trump administration's strategy for regulatory and white collar enforcement has proven difficult to predict, the public statements of the DOJ, SEC and CFTC leadership suggest a continued commitment to enforcement activity, with an emphasis on utilizing new approaches to prosecutions, working collaboratively internationally and locally, and relying on self-reporting and cooperation.