SEC Press Release Provides Compliance Checklist for Corporations

Harvard Law School Forum on Corporate Governance

Anita B. Bandy Raquel Fox Leo W. Chomiak Andrew Hanson

Partners Anita Bandy and Raquel Fox and associate Andrew Hanson look back at 2022 SEC enforcement actions, which resulted in the collection of penalties nearly three times the amount obtained in 2021. Using last year’s activity as an indicator of the division’s focus, Anita, Raquel and Andrew point out areas where companies should take special heed with regard to securities laws.