Securities Filings 2015: Practical Guidance in a Changing Environment

Washington, D.C. securities enforcement and compliance partner Chuck Walker spoke at a PLI seminar titled "Securities Filings 2015: Practical Guidance in a Changing Environment," held September 3-4 in New York. Chuck spoke on "Ethical Issues in SEC Practice," including the Sarbanes-Oxley Attorney Conduct Rules, conflicts of interest, and liability issues in the preparation and review of SEC filings.