On November 2-4, SEC reporting and compliance co-heads Brian Breheny and Raquel Fox and securities enforcement and regulation head Anita Bandy participated in Practising Law Institute’s 58th annual Institute on Securities Regulation in New York.
- Mr. Breheny co-chaired the conference, provided opening remarks and moderated the panel “Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance?”
- Ms. Fox moderated the panel “Disclosure Developments for Public Companies” and explored key public company disclosure trends, including corporate finance priorities, how to prepare for a potential shift from the 10-Q to the 10-S, evolving markets and executive compensation, among other topics.
- Ms. Bandy moderated the panel “The Defense Perspective on Securities Enforcement” and discussed securities enforcement defense trends, including civil and criminal priorities, key judicial and policy developments, advocacy before the government, cooperation, and multi-agency and cross-border investigations.