SEC Permits All Issuers to Submit Confidential Draft Registration Statements

Journal of Investment Compliance

Brian V. Breheny Michelle Gasaway Stacy J. Kanter Michael J. Zeidel Andrew J. Brady Monika Zhou

On June 29, 2017, the SEC announced that the Division of Corporation Finance will accept draft registration statement submissions from all companies for nonpublic review, thereby expanding a popular benefit previously available only to emerging growth companies.

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