Understanding SEC's Focus Amid Lack of Final AI Rules


Daniel Michael David A. Simon Merin P. Cherian

Partners Daniel Michael and David Simon and associate Merin Cherian look at the SEC’s current approach to perceived AI-related risks. In the absence of final AI rules, the commission’s efforts indicate that it is considering using existing regulatory provisions to address AI. The authors discuss how understanding this existing regulatory landscape can help firms that develop and use AI to avoid pitfalls.