SEC Private Fund Rules – Applicability and Compliance Deadlines

Skadden Publication

John M. Caccia Heather Cruz Greg Norman Anastasia T. Rockas David A. Jain

The SEC’s final set of rules and amendments under the Investment Advisers Act of 1940 significantly expanded the regulatory compliance requirements for certain investment advisers. This table summarizes the applicability of each part of the final rules (as well as the corresponding compliance date) to private fund advisers, exempt reporting advisers, State-regulated advisers, advisers relying on the foreign private adviser exemption and all other registered advisers.

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