SECURITIES DISMISSALS IN LIFE SCIENCES SECTOR
LIABILITY RISKS UNDER HELMS-BURTON ACT
SEC GUIDANCE AND PROXY SEASON
HKEX REFORMS, ONE YEAR IN
US M&A ACTIVITY
We examine two recent Bankruptcy Court decisions, one in New York regarding enforcement of prepayment premiums and another in Delaware about whether and when derivative claims on behalf of Delaware alternative entities may be asserted in bankruptcy.
ANONYMOUS ONLINE SPEECH
As Treatment of No-Poach Agreements Evolves, DOJ To Examine Antitrust in Labor Markets
Antitrust treatment of no-poach agreements continues to evolve as private cases progress, state attorneys general ramp up enforcement efforts and federal regulators contemplate the legality of no-poach agreements going forward.
Neuberger Berman Alleges Saba Capital Violating 1940 Act To Win Proxy Fights; Saba Investors on Notice, Should Consider Own Duties
In an escalation of its recent attacks, Saba Capital Management, L.P. continues its offensive against closed-end funds, engaging a Neuberger Berman-managed closed-end fund in a proxy contest. On August 12, 2019, Neuberger Berman filed a preliminary proxy statement alleging that Saba is violating the Investment Company Act and disregarding an exemptive order from the SEC.
The International Comparative Legal Guide to: Alternative Investment Funds 2019 (USA)
Partners Heather Cruz and Anna Rips review key topics for U.S. alternative investment funds, including the applicable regulatory framework, principal fund structures, key marketing laws and investment restrictions.